Randee Paston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randee Paston, who also goes by Randee Behar, was a registered financial professional .
Randee is a previously registered financial professional and started their career in finance in 1990. Randee had worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2020 - October 31, 2025
ACP SECURITIES, LLC
February 10, 2009 - March 16, 2018
CANTOR FITZGERALD & CO.
December 1, 2000 - February 27, 2009
UBS SECURITIES LLC
April 21, 1993 - December 1, 2000
UBS FINANCIAL SERVICES INC.
February 16, 1990 - April 13, 1993
LEHMAN SPECIAL SECURITIES INC.
February 16, 1990 - April 13, 1993
LEHMAN GOVERNMENT SECURITIES INC.
February 16, 1990 - April 13, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
ACP SECURITIES, LLC
CRD#: 139049 / SEC#: , 8-67185
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
