Joseph M. Evancich
Professional summary
Joseph Michael Evancich is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Radnor, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1968. Joseph has worked at 8 firms and has passed the Series 63, Series 72, Series 7TO, SIE, Series 55, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Evancich's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2005 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: Two Radnor Corporate Center 100 Matsonford Road, Suite 120, Radnor, PA 19087June 25, 2001 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 18, 1997 - June 8, 2001
INVESTEC INC.
July 31, 1997 - August 22, 1997
INVESTEC INC.
April 24, 1995 - August 6, 1997
REPUBLIC NEW YORK SECURITIES CORPORATION
February 1, 1988 - April 4, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 8, 1976 - May 5, 1988
E. F. HUTTON & COMPANY INC
August 3, 1973 - November 8, 1976
BUTCHER & SINGER INC.
April 23, 1968 - August 3, 1973
BUTCHER & SHERRERD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2022)
(5/12/2009)
(1/8/2014)
(5/12/2009)
(5/12/2009)
(5/12/2009)
(3/6/2014)
(1/14/2009)
(1/30/2020)
(2/24/2022)
(5/12/2009)
(1/27/2014)
(5/21/2012)
(6/8/2021)
(7/25/2017)
(5/12/2009)
(6/19/2012)
(1/31/2020)
(1/7/2005)
(4/27/2021)
(5/12/2009)
(7/21/2020)
(5/12/2009)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 3/8/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 10/2/1981
Interest Rate Options ExaminationSeries 1
Date: 1/16/1967
Registered Representative ExaminationFINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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