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HJ

Henry Walter Juan Iii

BA SECURITIES
SAVANNAH, GA
·CRD# 2026904·36 years experience

Professional Summary

Henry Walter Juan III, who also goes by Chip Juan III, is a registered financial advisor currently at BA SECURITIES, LLC located in Savannah, Georgia. Henry is registered as a RR (Registered Representative) and started their career in finance in 1990. Henry has worked at 10 firms and has passed the Series 63, Series 79TO, Series 72, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Juan Iii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

BA SECURITIES, LLC·CRD# 153489
BD
Savannah, GA
January 19, 2021 - Present
SEABURY SECURITIES LLC·CRD# 41916
BD
New York, NY
March 23, 2017 - August 31, 2020
YOUNG AMERICA CAPITAL, LLC·CRD# 150443
BD
Mamaroneck, NY
October 13, 2014 - February 27, 2017
CYPRESS ASSOCIATES·CRD# 130252
BD
New York, NY
March 8, 2011 - February 24, 2014
SKYWORKS SECURITIES, LLC·CRD# 128985
BD
Greenwich, CT
May 5, 2010 - February 22, 2011
SEABURY SECURITIES LLC·CRD# 41916
BD
New York, NY
January 29, 2010 - May 4, 2010
SEACAP SECURITIES LLC·CRD# 133994
BD
New York, NY
August 28, 2008 - January 29, 2010
SEABURY SECURITIES LLC·CRD# 41916
BD
New York, NY
April 19, 2007 - September 3, 2008
SEACAP SECURITIES LLC·CRD# 133994
BD
New York, NY
October 24, 2006 - April 19, 2007
SEABURY SECURITIES LLC·CRD# 41916
BD
Stamford, CT
April 5, 2001 - October 10, 2006
MATRIX U.S.A., LLC·CRD# 38057
BD
New York, NY
October 5, 1999 - March 2, 2001
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
October 17, 1994 - May 18, 1998
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
February 12, 1990 - October 10, 1994
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
January 24, 1990 - February 3, 1990

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Current Firm

BS
BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone Number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER—
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRINCIPAL1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDPRESIDENT & AML OFFICER4221461

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/17/2023)
RR
Georgia
(11/10/2025)
RR
Illinois
(3/10/2022)
RR
New Jersey
(11/12/2021)
RR
Pennsylvania
(1/19/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1990About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 72 — Government Securities Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Henry Walter Juan III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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HJ
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