Michael F. Weir
Professional summary
Michael Francis Weir SR, who also goes by Michael Francis Weir, is a registered financial professional currently at ASL CAPITAL MARKETS INC. located in Stamford, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Francis Weir SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2018 - Present
ASL CAPITAL MARKETS INC.
Office #1: 600 Summer Street Suite 402, Stamford, CT 06901December 10, 2013 - January 9, 2018
RBC CAPITAL MARKETS, LLC
March 14, 2000 - February 6, 2013
UBS SECURITIES LLC
May 16, 1998 - March 9, 2000
COWEN AND COMPANY
October 2, 1995 - April 22, 1998
UBS SECURITIES LLC
August 13, 1990 - September 21, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ASL CAPITAL MARKETS INC.
CRD#: 286115 / SEC#: , 8-69872
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
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