RP
Russell A. Pierce
NFSG
WARNER ROBINS, GA 31088
Some features on this profile are disabled
CRD#: 2010254
RP
Professional summary
Russell Alan Pierce, who also goes by Russ Pierce, is a registered financial advisor currently at NFSG CORPORATION located in Warner Robins, Georgia and NEWBRIDGE SECURITIES CORPORATION located in Warner Robins, Georgia.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Russell has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russ Pierce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE RUSSELL PIERCE, 10/18/2023 - WARNER ROBINS, GA - INVESTMENT AND INSURANCE ADVISORY - PROVIDE AVAILABILITY OF INVESTING IN ANNUITIES AND PURCHASING LIFE INSURANCE WHEN NEEDED TO PROTECT ASSETS. - ONGOING -15% OF TIME. 2) IRONMEN MINISTRIES - 155 MAPLE ST. WARNER ROBINS, GA. - CHRISTIAN MEN'S PRAYER BREAKFAST 12/30/2015. - DIRECTOR - MEETS EACH FRIDAY MORNING WITH APPROXIMATELY 50-100 COMMUNITY MEN FOR BREAKFAST AND A GUEST SPEAKER WHO IS NOT COMPENSATED. THERE ARE NO DUES OR MEMBERSHIP REQUIREMENTS. MAINTAIN SETUP OF EQUIPMENT AND INTRODUCE THE WEEKS SPEAKER. ORGANIZE AN ANNUAL MEN'S RETREAT. ONGOING - LESS THAN 5%.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Alan Pierce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2023 - Present
NFSG CORPORATION
Office #1: 104 Constitution Drive Suite C, Warner Robins, GA 31088RIA
CRD#: 130814
WARNER ROBINS, GA
Current
September 28, 2023 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 104 Constitution Drive Suite C, Warner Robins, GA 31088BD
CRD#: 104065
Warner Robins, GA
Past
August 31, 2020 - August 25, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
WARNER ROBINS, GA
Past
August 23, 2007 - August 25, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
WARNER ROBINS, GA
Past
November 5, 2003 - August 24, 2007
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
MACON, GA
Past
October 10, 2002 - November 6, 2003
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 2, 2001 - October 22, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
June 21, 2000 - March 30, 2001
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
January 3, 1998 - July 25, 2000
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
December 18, 1997 - January 2, 1998
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
February 2, 1995 - December 15, 1997
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 6, 1992 - February 1, 1995
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/12/2023)
RR
Florida(2/12/2024)
RR
Georgia(10/5/2023)
IAR
Georgia(10/5/2023)
RR
North Carolina(10/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NFSG CORPORATION
CRD#: 130814Warner Robins, GA 31088TRUST BUT VERIFY
Monitor Russell Pierce
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
