Keith L. Haskell

DOBSON STREET LLC

Orlando, FL 32809

Some features on this profile are disabled

CRD#: 2009456

Professional summary

Keith Lindell Haskell, CFP®, who also goes by Keith Lindell Sears Haskell, Keith Lindell Haskell, is a registered financial advisor currently at DOBSON STREET LLC located in Orlando, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Keith has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Lindell Sears Haskell | Keith Lindell Haskell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wilbanks Securities Advisory, Investment Related, Orlando, FL, fee based brokerage accounts, Registered Investment Advisor, 12/2009, 1,000 hours annually, 1,000 hours annually during trading hours, interview clients, risk tolerance, time horizons, set up and prepare paperwork, manage their portfolios, update and communicate with clients. 2) Keith Haskell, CFP, Investment Related, Orlando, FL, certified financial planner, involved in all security businesses, CFP 7/1994, 1,120 hours annually, 1,120 hours annually during trading hours, all security matters including fee based business. 3) Pines Castle United Methodist Church, non-investment related, Orlando, FL, Chairman of Finance Committee, Treasurer of Church, no check signing privileges, 1/2000, 5 hours per month, 5 hours per month during trading hours. 4) Bee Square Tax Service, non-investment related, Orlando, FL, preparation and consultation of personal, corporate, partnership, estates and trust tax returns, Sr. Tax Advisor (Enrolled Agent to parties before IRS, 1/1970, 40 hours per week, Feb 1st to April 15th. 5) Associate Diversified Brokerage, Investment Related, Orlando, FL, Insurance/VA, Agent, 12/2009, 10 hours per month, 10 hours during trading hours, VA sales when appropriate

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Lindell Haskell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

February 23, 2018 - Present

DOBSON STREET LLC

Office #1: 1650 Sand Lake Road #115, Orlando, FL 32809Office #2: 1650 Sand Lake Road #115, Orlando, FL 32809

RIA

CRD#: 289509

Orlando, FL

Past

June 22, 2017 - November 13, 2017

CABOT LODGE SECURITIES LLC

CRD#: 159712

Orlando, FL

Past

February 19, 2010 - March 19, 2018

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

ORLANDO, FL

Past

December 7, 2009 - July 21, 2017

WILBANKS SECURITIES, INC.

CRD#: 40673

ORLANDO, FL

Past

September 23, 2008 - December 8, 2009

BROOKSTONE SECURITIES, INC.

RIA

CRD#: 13366

ORLANDO, FL

Past

September 16, 2008 - December 8, 2009

BROOKSTONE SECURITIES, INC.

CRD#: 13366

ORLANDO, FL

Past

September 27, 1993 - February 13, 2009

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

ORLANDO, FL

Past

December 11, 1989 - October 21, 2008

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/21/1997

General Securities Principal Examination

Current Firm

DOBSON STREET LLC

CRD#: 289509 / SEC#:

Florida

Registered Investment Advisory firm - (12/12/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1531 Aloma Avenue, Winter Park, FL 32789

Mailing Address

Phone number

(407) 765-5446

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 8,347,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Hazel Secco

IAR

John Bullitt

VALIDUS CAPITAL LLC

IAR

El Segundo, CA

Ronald Brown

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

NEW YORK, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keith L. Haskell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Lindell Haskell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/1992

SIE

Date: 11/13/2017

Series 7

Date: 9/26/1995

Series 6

Date: 12/5/1989

Series 24

Date: 8/21/1997

Current Firm

DOBSON STREET LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOBSON STREET LLC

TRUST BUT VERIFY

Similar Advisors