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KH

Keith Lindell Haskell

CFP®
DOBSON STREET
Orlando, FL
·CRD# 2009456·36 years experience

Professional Summary

Keith Lindell Haskell, CFP®, who also goes by Keith Lindell Sears Haskell, Keith Lindell Haskell, is a registered financial advisor currently at DOBSON STREET LLC located in Orlando, Florida. Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Keith has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith Lindell Sears Haskell, Keith Lindell Haskell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1994

Years of Experience

36 years in the financial services industry

Current & Past Employments

DOBSON STREET LLC·CRD# 289509
RIA
1. 1650 Sand Lake Road #115, Orlando, FL 328092. 1650 Sand Lake Road #115, Orlando, FL 32809
February 23, 2018 - Present
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
Orlando, FL
June 22, 2017 - November 13, 2017
WILBANKS SECURITIES ADVISORY·CRD# 118304
RIA
Orlando, FL
February 19, 2010 - March 19, 2018
WILBANKS SECURITIES, INC.·CRD# 40673
BD
Orlando, FL
December 7, 2009 - July 21, 2017
BROOKSTONE SECURITIES, INC.·CRD# 13366
RIA
Orlando, FL
September 23, 2008 - December 8, 2009
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Orlando, FL
September 16, 2008 - December 8, 2009
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Orlando, FL
September 27, 1993 - February 13, 2009
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Orlando, FL
December 11, 1989 - October 21, 2008

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Current Firm

DS
DOBSON STREET LLC

DOBSON STREET LLC

CRD#: 289509
Florida
Registered Investment Advisory firm - Florida (12/12/2017 Approved)

Contact Information

Main Address

1531 Aloma Avenue, Winter Park, FL 32789

Phone Number

(407) 765-5446

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

82

AUM (Assets Under Management)

$8,545,782

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wilbanks Securities Advisory, Investment Related, Orlando, FL, fee based brokerage accounts, Registered Investment Advisor, 12/2009, 1,000 hours annually, 1,000 hours annually during trading hours, interview clients, risk tolerance, time horizons, set up and prepare paperwork, manage their portfolios, update and communicate with clients. 2) Keith Haskell, CFP, Investment Related, Orlando, FL, certified financial planner, involved in all security businesses, CFP 7/1994, 1,120 hours annually, 1,120 hours annually during trading hours, all security matters including fee based business. 3) Pines Castle United Methodist Church, non-investment related, Orlando, FL, Chairman of Finance Committee, Treasurer of Church, no check signing privileges, 1/2000, 5 hours per month, 5 hours per month during trading hours. 4) Bee Square Tax Service, non-investment related, Orlando, FL, preparation and consultation of personal, corporate, partnership, estates and trust tax returns, Sr. Tax Advisor (Enrolled Agent to parties before IRS, 1/1970, 40 hours per week, Feb 1st to April 15th. 5) Associate Diversified Brokerage, Investment Related, Orlando, FL, Insurance/VA, Agent, 12/2009, 10 hours per month, 10 hours during trading hours, VA sales when appropriate

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(2/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1989About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Keith Lindell Haskell's CRS (Customer Relationship Summary).

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