John B. Solik

JOURNEY STRATEGIC WEALTH LLC

San Clemente, CA 92672

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CRD#: 2008575

Professional summary

John B Solik, who also goes by John Brennan Solik, is a registered financial advisor currently at JOURNEY STRATEGIC WEALTH LLC located in San Clemente, California and PURSHE KAPLAN STERLING INVESTMENTS located in Summit, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Brennan Solik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Journey Strategic Wealth 2. Investment related 3. Office of Employment Address 4. RIA 5. Private Wealth Manager 6. 03/2022 7. 200 hrs/mo 8. 150 hrs during trading 9. I advise clients on financial planning, asset allocation, investments and risk mitigation 2) 1. Fixed insurance 2. Investment related 3. Office of Employment Address 4. Fixed / Traditional Insurance 5. Agent 6. 05/2022 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional Insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John B Solik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2022 - Present

JOURNEY STRATEGIC WEALTH LLC

Office #1: 253 Calle Cuervo, San Clemente, CA 92672

RIA

CRD#: 310648

San Clemente, CA

Current

August 22, 2022 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 47 Maple Street Suite 104, Summit, NJ 07901

CRD#: 35747

Summit, NJ

Past

May 23, 2018 - February 24, 2022

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

May 23, 2018 - February 24, 2022

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

March 13, 2018 - April 2, 2018

ODEON CAPITAL GROUP LLC

CRD#: 148493

NEW YORK, NY

Past

April 29, 2009 - May 6, 2016

STORMHARBOUR SECURITIES LP

CRD#: 35997

NEW YORK, NY

Past

September 1, 1998 - March 28, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 9, 1994 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

October 25, 1991 - March 4, 1994

GOLDMAN SACHS MONEY MARKETS, L.P.

CRD#: 28613

Past

January 14, 1991 - October 25, 1991

GOLDMAN SACHS MONEY MARKETS INC.

CRD#: 13821

Past

November 21, 1989 - November 28, 1990

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/22/2022)

IAR

California
(12/24/2024)

Florida
(8/22/2022)

Illinois
(8/22/2022)

IAR

New York
(4/4/2022)

New York
(8/22/2022)

North Carolina
(8/16/2024)

IAR

Pennsylvania
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

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Contact information

Main Address

47 Maple Street Suite 104, Summit, NJ 07901

Mailing Address

Phone number

(201) 905-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY STRATEGIC WEALTH, LLC DISCLOSURE BROCHURE & PRIVACY POLICY (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 3,764,311,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John B. Solik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John B Solik's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

ODEON CAPITAL GROUP LLC

STORMHARBOUR SECURITIES LP

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

GOLDMAN SACHS MONEY MARKETS, L.P.

GOLDMAN SACHS MONEY MARKETS INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

JOURNEY STRATEGIC WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2018

Series 63

Date: 12/7/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1989

FINRA

Current Firm

JOURNEY STRATEGIC WEALTH LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY STRATEGIC WEALTH LLC

TRUST BUT VERIFY

Contact information

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