Ian M. Huggard

GOODBODY SECURITIES

DUBLIN, DUBLIN 2

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CRD#: 2004081

Professional summary

Ian Mcginty Huggard, who also goes by Huggy Huggard, Ian Macginty Huggard, is a registered financial professional currently at GOODBODY SECURITIES INC .

Ian is registered as a RR (Registered Representative) and started their career in finance in 1989. Ian has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 55, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Huggy Huggard | Ian Macginty Huggard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Mcginty Huggard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

GOODBODY SECURITIES INC

Office #1: 9-12 Dawson Street, Dublin, DUBLIN 2

CRD#: 135790

DUBLIN,

Past

July 14, 1994 - May 28, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

December 19, 1990 - November 16, 1992

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

November 20, 1989 - October 1, 1990

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/3/2021)

Exams

State Security Law Exam

Series 63

Date: 3/3/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 2/16/2021

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 2/19/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/18/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/17/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/20/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/19/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

GOODBODY SECURITIES INC

CRD#: 135790 / SEC#: , 8-66955

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

9-12 Dawson Street, Dublin, DUBLIN 2

Mailing Address

9-12 Dawson Street, Dublin, DUBLIN 2

Phone number

+353 1 667 0400

Established

Delaware since 03/04/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GOODBODY STOCKBROKERS UNLIMITED COMPANY	SHAREHOLDER
CONNOLLY, LYNNESSA JUDE	NON-EXECUTIVE BOARD MEMBER	7862283
CURTIN, PAUL BERNARD	BOARD MEMBER	2532340
DONNELLY, MATTHEW	CCO	7080384
EASON, ROBERT VICTOR	NON-EXECUTIVE BOARD MEMBER	7862287
GLYNN, MICHAEL GERARD	FINOP/PFO	3219445
HUGGARD, IAN MCGINTY	CHIEF EXECUTIVE OFFICER/ DIRECTOR	2004081
MAGUIRE, CHARLES JOHN	PRINCIPAL OPERATIONS OFFICER	5885741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Ian M. Huggard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Mcginty Huggard's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

CANTOR FITZGERALD & CO.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2021

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 2/16/2021

Series 55

Date: 2/19/2003

Series 7

Date: 12/18/1990

Series 6

Date: 11/16/1989

Series 24

Date: 2/17/2023

Series 10

Date: 6/20/2002

Series 9

Date: 6/19/2002

FINRA

Current Firm

GOODBODY SECURITIES INC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GOODBODY SECURITIES INC

TRUST BUT VERIFY

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