John M. Monroe

MONROE CAPITAL PARTNERS

IRVINGTON, VA 22480

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CRD#: 2003487

Professional summary

John Mark Monroe, who also goes by Mark Monroe, is a registered financial advisor currently at MONROE CAPITAL PARTNERS, LLC located in Irvington, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. John has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mark Monroe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

MONROE CAPITAL PARTNERS, LLC

Office #1: 4507 Irvington Road, Suite 600, Irvington, VA 22480

RIA

CRD#: 168275

IRVINGTON, VA

Past

January 16, 2020 - December 31, 2023

MONROE CAPITAL PARTNERS, LLC

RIA

CRD#: 168275

WILLIAMSBURG, VA

Past

January 17, 2019 - December 31, 2019

MONROE CAPITAL PARTNERS, LLC

RIA

CRD#: 168275

WILLIAMSBURG, VA

Past

October 21, 2013 - August 2, 2018

CAPES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114639

WILLIAMSBURG, VA

Past

July 12, 2013 - December 31, 2018

MONROE CAPITAL PARTNERS, LLC

RIA

CRD#: 168275

WILLIAMSBURG, VA

Past

September 29, 2006 - May 14, 2013

CHESAPEAKE WEALTH MANAGEMENT

RIA

CRD#: 108039

WILLIAMSBURG, VA

Past

January 5, 2004 - December 20, 2005

BI INVESTMENTS, LLC

RIA

CRD#: 125437

WILLIAMSBURG, VA

Past

February 24, 2003 - September 21, 2006

CHESAPEAKE WEALTH MANAGEMENT

RIA

CRD#: 108039

WILLIAMSBURG, VA

Past

February 9, 2001 - December 31, 2002

CHESAPEAKE WEALTH MANAGEMENT

RIA

CRD#: 108039

WILLIAMSBURG, VA

Past

December 7, 1993 - July 21, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

August 17, 1993 - November 11, 1993

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

November 21, 1989 - September 9, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 21, 1989 - September 9, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Current Firm

MONROE CAPITAL PARTNERS, LLC

MCP WEALTH MANAGEMENT | MONROE WEALTH MANAGEMENT | MONROE CAPITAL WEALTH MANAGEMENT | MONROE CAPITAL PARTNERS, LLC | MONROE CAPITAL

CRD#: 168275 / SEC#:

North Carolina

Registered Investment Advisory firm - (12/15/2016 Terminated)

Virginia

Registered Investment Advisory firm - (1/9/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4507 Irvington Road, Suite 600, Irvington, VA 22480

Mailing Address

Post Office Box 144, Irvington, VA 22480

Phone number

(757) 220-1022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 86,518,119

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Monroe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mark Monroe's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONROE CAPITAL PARTNERS, LLC

MONROE CAPITAL PARTNERS, LLC

CAPES CAPITAL MANAGEMENT, INC.

MONROE CAPITAL PARTNERS, LLC

CHESAPEAKE WEALTH MANAGEMENT

BI INVESTMENTS, LLC

CHESAPEAKE WEALTH MANAGEMENT

CHESAPEAKE WEALTH MANAGEMENT

FIDELITY BROKERAGE SERVICES LLC

WALL STREET ACCESS

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/1990

Series 63

Date: 12/28/1989

Series 7

Date: 11/18/1989

Current Firm

MONROE CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONROE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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