Susan Forgasch
Professional summary
Susan Forgasch, CFP®, who also goes by Susan Barbara Forgasch, Susan Forgasch, Susan Lopatkin, is a registered financial advisor currently at WESTCO ADVISORY SERVICES, INC. located in Lynbrook, New York and WESTCO INVESTMENT CORP. located in Lynbrook, New York.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Susan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Forgasch's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
August 13, 2021 - Present
WESTCO ADVISORY SERVICES, INC.
Office #1: 77 Hempstead Ave, Lynbrook, NY 11563-1637August 18, 1998 - Present
WESTCO INVESTMENT CORP.
Office #1: 77 Hempstead Avenue, Lynbrook, NY 11563April 27, 1993 - July 16, 1998
WS GRIFFITH SECURITIES, INC.
December 19, 1989 - February 4, 1992
OSAIC WEALTH, INC.
Primary Firm SEC Registration
WESTCO ADVISORY SERVICES, INC.
CRD#: 120755 / SEC#: 801-69387
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2004)
(8/18/1998)
(8/13/2021)
Exams
FINRA
Current Firm
WESTCO ADVISORY SERVICES, INC.
CRD#: 120755 / SEC#: 801-69387
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 317 |
| AUM (Assets Under Management) | $ 251,845,855 |
Red Flags
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