Michael Solomon

FHN FINANCIAL SECURITIES

Darien, CT 06820

Some features on this profile are disabled

CRD#: 1996205

Professional summary

Michael Solomon is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Darien, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 7 firms and has passed the Series 63, Series 50, SIE, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Solomon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2017 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 320 Boston Post Road Suite 260, Darien, CT 06820

CRD#: 46346

Darien, CT

Past

June 6, 2017 - August 1, 2017

WILLIAM BLAIR

CRD#: 1252

NEW YORK, NY

Past

March 29, 2017 - May 26, 2017

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

NEW YORK, NY

Past

March 9, 2011 - March 24, 2017

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

NEW YORK, NY

Past

May 15, 2009 - March 10, 2011

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

NEW YORK, NY

Past

January 14, 2003 - April 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 23, 1992 - December 16, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 23, 1991 - February 14, 1992

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/24/2017)

Exams

State Security Law Exam

Series 63

Date: 8/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 12/18/2019

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/1994

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 7/11/1991

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/31/1997

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAM BLAIR

SAMUEL A. RAMIREZ & COMPANY, INC.

SAMUEL A. RAMIREZ & COMPANY, INC.

JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1996

Series 50

Date: 12/18/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/27/1994

Series 52

Date: 7/11/1991

Series 53

Date: 1/31/1997

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

Similar Advisors