Philip G. Potter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip G. Potter, CFA, who also goes by Philip G Dotter, Philip G Potter, Philip Grzac Potter, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1995. Philip had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2012 - June 12, 2013
WTS PROPRIETARY TRADING GROUP LLC
March 4, 2011 - March 28, 2012
DIMENSION TRADING GROUP, LLC
July 14, 2006 - May 29, 2012
DIMENSION SECURITIES, LLC
May 18, 2006 - January 30, 2009
DIMENSION BROKERAGE, LLC
February 22, 2005 - October 6, 2006
PETRA TRADING GROUP LLC
March 3, 2003 - February 4, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
July 1, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
February 9, 1998 - April 19, 2000
J.P. MORGAN SECURITIES LLC
April 27, 1995 - October 28, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/10/2002
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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