Karim Fouad Tabet
Professional Summary
Karim Fouad Tabet is a registered financial advisor currently at TAP SECURITIES LLC located in New York, New York. Karim is registered as a RR (Registered Representative) and started their career in finance in 1991. Karim has worked at 3 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
TAP SECURITIES LLC
Contact Information
Main Address
505 Park Avenue Fl 9, New York, NY 10022Mailing Address
505 Park Avenue Fl 9, New York, NY 10022Phone Number
(212) 909-9009Established
Delaware since 06/16/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karim Fouad Tabet's CRS (Customer Relationship Summary).
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