John M. Devine
Professional summary
John Michael Devine SR, who also goes by John Michael Devine, Michael Devine, is a registered financial advisor currently at NORTHEAST ADVISERS, INC. located in Paoli, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. John has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Devine SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2000 - Present
NORTHEAST ADVISERS, INC.
Office #1: 163 W. Lancaster Ave, Paoli, PA 19301September 17, 2002 - February 10, 2003
MCGINN, SMITH & CO., INC.
November 5, 1999 - May 22, 2000
UVEST FINANCIAL SERVICES GROUP, INC.
April 4, 1997 - January 29, 1998
MAFG RIA SERVICES, INC.
April 29, 1994 - August 6, 1996
FSC SECURITIES CORPORATION
June 30, 1993 - May 6, 1994
AMA INVESTMENT ADVISERS, INC.
October 27, 1989 - June 29, 1993
ROYAL MACCABEES SECURITIES COMPANY
Primary Firm SEC Registration
NORTHEAST ADVISERS, INC.
CRD#: 108835 / SEC#: 801-57720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2019)
(8/3/2000)
(8/4/2006)
Exams
Current Firm
NORTHEAST ADVISERS, INC.
CRD#: 108835 / SEC#: 801-57720
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 364 |
| AUM (Assets Under Management) | $ 576,435,239 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
