Mark S. Randles
Professional summary
Mark Stephen Randles is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2002. Mark has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Stephen Randles's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2011 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022February 17, 2011 - October 17, 2011
ALLY SECURITIES LLC
April 23, 2010 - February 18, 2011
ELEVATION, LLC
March 10, 2009 - April 23, 2010
LEDGEMONT CAPITAL MARKETS LLC
January 16, 2008 - March 4, 2009
FURTHER LANE SECURITIES, L.P.
March 13, 2006 - January 18, 2008
NEWOAK CAPITAL MARKETS LLC
August 4, 2004 - June 22, 2005
DEBTTRADERS, INC.
May 7, 2004 - August 3, 2004
CHARLES SCHWAB & CO., INC.
May 14, 2002 - May 6, 2004
MANORHAVEN CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2011)
(10/24/2011)
(10/24/2011)
(10/24/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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