Andrew J. Weisenfeld
Professional summary
Andrew Jay Weisenfeld, who also goes by Andy Weisenfeld, is a registered financial professional currently at MTS SECURITIES, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1989. Andrew has worked at 4 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jay Weisenfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2008 - Present
MTS SECURITIES, LLC
Office #1: 623 Fifth Avenue 14th Floor, New York, NY 10022February 19, 2003 - January 3, 2008
BANC OF AMERICA SECURITIES LLC
July 25, 1997 - February 27, 2003
J.P. MORGAN SECURITIES INC.
August 17, 1993 - October 15, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1989 - August 14, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
MTS SECURITIES, LLC
CRD#: 104059 / SEC#: , 8-52515
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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