Benjamin Navarro

ALLSTATE FINANCIAL ADVISORS

MONTCLAIR, CA 91763-1201

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CRD#: 1986440

Professional summary

Benjamin Navarro JR, who also goes by Ben Navarro Jr, Benjamin Navarro, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Montclair, California and ALLSTATE FINANCIAL SERVICES, LLC located in Montclair, California.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Benjamin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Navarro Jr | Benjamin Navarro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Navarro JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2014 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 4701 Arrow Hwy Ste A, Montclair, CA 91763-1201

RIA

CRD#: 109524

MONTCLAIR, CA

Current

June 24, 2014 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 4701 Arrow Hwy Ste A, Montclair, CA 91763-1201Office #2: 13841 Roswell Ave, Chino, CA 91710-5467

CRD#: 18272

Montclair, CA

Past

March 22, 2012 - June 9, 2014

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWPORT BEACH, CA

Past

March 21, 2012 - June 9, 2014

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWPORT BEACH, CA

Past

March 1, 2011 - March 8, 2012

VARIABLE INVESTMENT ASSOCIATES, INC.

CRD#: 44412

TEA, SD

Past

January 28, 2003 - November 12, 2009

PARKLAND SECURITIES, LLC

CRD#: 115368

CORONA, CA

Past

October 5, 2001 - December 9, 2002

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

June 8, 2001 - October 12, 2001

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

July 26, 1999 - June 5, 2001

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

June 23, 1992 - July 2, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 21, 1989 - June 25, 1992

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/7/2023)

California
(6/24/2014)

IAR

California
(6/24/2014)

Georgia
(8/29/2022)

Texas
(1/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/27/1991

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin Navarro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Navarro JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

VARIABLE INVESTMENT ASSOCIATES, INC.

PARKLAND SECURITIES, LLC

NATIONAL PLANNING CORPORATION

EQUITY SERVICES, INC.

ACUMENT SECURITIES, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Series 63

Date: 2/7/1991

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1994

Series 6

Date: 9/12/1989

Series 24

Date: 8/27/1996

Series 26

Date: 12/27/1991

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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