Darryn D. Pope
Professional summary
Darryn David Pope, CFP®, who also goes by Darryn Pope, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bedford, Texas and CETERA WEALTH SERVICES, LLC located in Mission Viejo, California.
Darryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Darryn has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darryn David Pope's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2700 Tibbets Dr Suite 301, Bedford, TX 76022September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 25950 Acero Ste 370, Mission Viejo, CA 92691Office #2: 2700 Tibbets Drive Suite 500, Bedford, TX 76022March 29, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
March 29, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
January 23, 2017 - April 4, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 23, 2017 - April 4, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 11, 2016 - February 6, 2017
LPL FINANCIAL LLC
November 5, 2012 - February 6, 2017
LPL FINANCIAL LLC
November 16, 2007 - November 21, 2012
OSAIC FS, INC.
July 12, 2005 - February 17, 2017
LEVEL FOUR ADVISORY SERVICES
January 21, 2003 - December 31, 2003
SECURITIES AMERICA ADVISORS, INC.
September 20, 2002 - November 20, 2007
SECURITIES AMERICA, INC.
January 23, 2002 - January 22, 2003
TAG CAPITAL MANAGEMENT, INC.
October 24, 2001 - September 20, 2002
CG CAPITAL MARKETS, LLC
May 4, 2001 - October 25, 2001
CETERA FINANCIAL SPECIALISTS LLC
October 22, 1998 - April 27, 2001
CETERA FINANCIAL SPECIALISTS LLC
October 7, 1997 - November 11, 1998
GE INVESTMENT DISTRIBUTORS, INC
October 25, 1989 - March 4, 1998
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.