AS

Avi T. Suriel

GT SECURITIES
Los Angeles, CA 90094
Some features on this profile are disabled
CRD#: 1985710
AS

Professional summary


Avi T Suriel, who also goes by Ahuvia Zuriely, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Avi is registered as a RR (Registered Representative) and started their career in finance in 1992. Avi has worked at 8 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 79, Series 7, Series 31 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ahuvia Zuriely

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Avi T Suriel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 14, 2020 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

February 28, 2018 - May 15, 2020

KEYSTONE CAPITAL MARKETS

BD
CRD#: 288767
Irvine, CA
Past

February 10, 2015 - February 16, 2018

ASCENDIANT CAPITAL MARKETS, LLC

BD
CRD#: 152912
JUPITER, FL
Past

April 19, 2012 - February 9, 2015

HUNTER WISE SECURITIES, LLC

BD
CRD#: 104193
IRVINE, CA
Past

January 1, 2011 - April 18, 2012

PACIFIC PEARL GROUP

BD
CRD#: 148077
PASADENA, CA
Past

February 27, 2002 - June 30, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

January 23, 2002 - June 30, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 16, 1993 - March 12, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 21, 1992 - September 13, 1993

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/14/2020)

Exams


State Security Law Exam
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 2/26/2002
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 6/13/2002
Futures Managed Funds Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

Red Flags


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Company Information


GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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