Vivienne R. Ather
Professional summary
Vivienne Rukminie Ather, who also goes by Rukminie VIvienne Ather, Rukminie Ather, Vivienne Rukminie Ather, Vivienne Ather, Vivienne R Ather, Rukminie V Chanderdatt, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Jacksonville, Florida.
Vivienne is registered as a RR (Registered Representative) and started their career in finance in 2000. Vivienne has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vivienne Rukminie Ather's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 10375 Centurion Parkway North Suite 300, Jacksonville, FL 32256August 16, 2023 - January 28, 2026
W&S BROKERAGE SERVICES, INC.
August 15, 2023 - January 28, 2026
W&S BROKERAGE SERVICES, INC.
August 19, 2022 - December 14, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
August 18, 2022 - December 14, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
June 12, 2019 - June 30, 2022
PRUCO SECURITIES, LLC.
May 1, 2019 - June 30, 2022
PRUCO SECURITIES, LLC.
July 31, 2018 - April 12, 2019
NESTEGGS, INC.
March 25, 2011 - October 20, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
November 20, 2009 - July 21, 2010
HORNOR, TOWNSEND & KENT, LLC
July 14, 2008 - June 16, 2009
SHUFRO, ROSE & CO., LLC
October 4, 2006 - July 3, 2008
JANNEY MONTGOMERY SCOTT LLC
November 30, 2000 - June 28, 2005
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2026)
(2/11/2026)
Exams
Series 7TO
Date: 11/19/2022
General Securities Representative ExaminationSeries 6TO
Date: 5/1/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Jacksonville, FL 32256TRUST BUT VERIFY
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