Jeffrey A. Kauffman
Professional summary
Jeffrey Asher Kauffman, who also goes by Jeff Kauffman, Jeffrey A Kauffman, is a registered financial professional currently at VERTICAL RESEARCH SECURITIES, INC. located in Stamford, Connecticut.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 10 firms and has passed the Series 63, SIE, Series 16, Series 87, Series 86, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Asher Kauffman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2026 - Present
VERTICAL RESEARCH SECURITIES, INC.
Office #1: 6 Landmark Square Suite 720, Stamford, CT 06901September 14, 2018 - January 7, 2021
LOOP CAPITAL MARKETS LLC
September 6, 2016 - October 18, 2017
AEGIS CAPITAL CORP.
May 9, 2013 - September 8, 2016
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
August 12, 2009 - May 10, 2013
STERNE, AGEE & LEACH, INC.
May 7, 2004 - March 23, 2005
GEORGE WEISS & COMPANY LLC
May 5, 2004 - February 22, 2006
GEORGE WEISS ASSOCIATES, INC.
May 6, 2003 - April 16, 2004
FULCRUM GLOBAL PARTNERS LLC
June 24, 1999 - June 28, 1999
JPMSI
December 10, 1994 - July 12, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
VERTICAL RESEARCH SECURITIES, INC.
CRD#: 334696 / SEC#: , 8-71336
Contact information
Documents
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