Michael J. Hisler
Professional summary
Michael J Hisler, who also goes by Herb Hisler, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Greenwich, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael J Hisler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2020 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 2 Greenwich Office Park Suite 150, Greenwich, CT 06831June 28, 2013 - April 13, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 8, 2013 - June 28, 2013
VIRTU AMERICAS LLC
October 14, 2011 - December 12, 2012
JAVELIN SECURITIES, LLC
February 2, 2009 - June 17, 2011
MISSION CAPITAL LLC
May 3, 1999 - December 23, 2008
UBS SECURITIES LLC
April 9, 1999 - May 3, 1999
UBS SECURITIES LLC
August 28, 1995 - April 29, 1999
J.P. MORGAN SECURITIES INC.
August 3, 1994 - August 11, 1995
UBS FINANCIAL SERVICES INC.
September 19, 1989 - April 21, 1993
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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