Mark L. Levin
Professional summary
Mark Loren Levin is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 7 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 7, Series 87 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Loren Levin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2023 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022September 11, 2017 - April 10, 2019
FRONTIER SOLUTIONS, LLC
June 19, 2013 - February 20, 2015
ODEON CAPITAL GROUP LLC
March 17, 2010 - December 19, 2013
SUMMATION CAPITAL LLC
December 5, 2007 - July 10, 2008
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
January 2, 1998 - July 10, 2008
IMPERIAL CAPITAL, LLC
May 3, 1994 - December 31, 1997
DABNEY/RESNICK/IMPERIAL, LLC
May 9, 1990 - April 20, 1994
CP INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2023)
(5/8/2023)
Exams
Series 79TO
Date: 5/16/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 5/8/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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