Joseph A. Leo

VELOCITY CLEARING

Boca Raton, FL 33431

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CRD#: 1979540

Professional summary

Joseph Anthony John Leo, who also goes by Joseph Aj Leo, is a registered financial professional currently at VELOCITY CLEARING, LLC located in Boca Raton, Florida.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Aj Leo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony John Leo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2019 - Present

VELOCITY CLEARING, LLC

Office #1: 2201 Nw Corporate Blvd Suite 105, Boca Raton, FL 33431

CRD#: 126588

Boca Raton, FL

Past

April 19, 2021 - January 13, 2023

TOR BROKERAGE LLC

CRD#: 135274

NORTH BERGEN, NJ

Past

February 23, 2018 - April 1, 2019

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

February 6, 2004 - February 24, 2018

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

April 3, 2003 - June 9, 2003

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

October 19, 1999 - April 12, 2002

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/18/2020)

New Jersey
(10/1/2019)

New York
(10/1/2019)

Exams

State Security Law Exam

Series 63

Date: 3/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/6/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/18/1999

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

VELOCITY CLEARING, LLC

CRD#: 126588 / SEC#: , 8-65894

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VCT HOLDINGS, LLC	SOLE MEMBER
BRACERO, FRANK WILLIAM	CHIEF FINANCIAL OFFICER/FINOP	2178318
CALICE, ROBERT PEER	CHIEF OPERATIONS OFFICER	2759949
CRAWFORD, LAURA LYNN	CHIEF COMPLIANCE OFFICER	2666224
LOGAN, MICHAEL JAMES	CHIEF EXECUTIVE OFFICER	5763098
SCHAEFFER, BRIAN KEITH	PRESIDENT	3063403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Leo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony John Leo's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOR BROKERAGE LLC

NATIONAL SECURITIES CORPORATION

VFINANCE INVESTMENTS, INC

SCHONFELD SECURITIES, LLC

KNIGHT CAPITAL AMERICAS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/2008

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/6/1999

Series 7

Date: 10/18/1999

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

VELOCITY CLEARING, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VELOCITY CLEARING, LLC

TRUST BUT VERIFY

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