SM
Shahrokh C. Minoui
CAPITAL CITY ASSET MANAGEMENT GROUP
Powell, OH 43065
Some features on this profile are disabled
CRD#: 1978877
SM
Professional summary
Shahrokh C Minoui, who also goes by Chuck C Minoui, Chuck Minoui, Shahroke C Minoui, Shahrokh Minoui, is a registered financial advisor currently at CAPITAL CITY ASSET MANAGEMENT GROUP, LLC located in Powell, Ohio and CAPITAL CITY SECURITIES, LLC located in Powell, Ohio.
Shahrokh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Shahrokh has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chuck C Minoui | Chuck Minoui | Shahroke C Minoui | Shahrokh Minoui
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Pat Nozari Trust, Pat Nozari trustee 148 Valley Run Dr Powell OH 43065. Date outside business activity was first conducted - 2002 Business IS NOT investment or insurance related or related to providing financial planning services or the sale of securities Title/position - Grantor and 100% beneficiary of trust 509 Cherry Creek LLC 148 Valley Run Dr Powell OH 43065. Date that the outside business activity was first conducted - 2011 Business IS NOT investment or insurance related or related in any way to providing financial planning services or the sale of securities Title/position - SOLE MEMBER Parlin LLC 148 Valley Run Dr Powell OH 43065. Date that the outside business activity was first conducted - 2015 Business IS NOT investment or insurance related or related to providing financial planning services or the sale of securities Title/position - SOLE MEMBER Dolby Trust, Robert A Cole trustee 148 Valley Run Dr Powell OH 43065. Date that the outside business activity was first conducted - 2016 Business IS NOT investment or insurance related or related to providing financial planning services or the sale of securitiesTitle/position - Grantor and 100% beneficiary of trust ALL ARE: Sale, purchase and rental of real estate, primarily single-family homes DOES NOT have custody or control over the funds or property of others in connection with your involvement in this activity Compensated by rental income and sale of properties, approx $100.000/year. Approx 15 hrs/week, not during trading hours. NONE OF this business' employees, co-owners, or partners are also Capital City Securities' Registered Representatives or Capital City Asset Management Investment Advisor Representatives. NONE OF this business' employees, co-owners, or partners Registered Representatives or Investment Advisor Representatives of another Broker/Dealer or Investment Adviser. DOES NOT share office space with anyone who is a Registered Representative of a Broker/Dealer OTHER than Capital City Securities, LLC. NONE OF this business' employees, co-owners, or partners are also Capital City Securities, LLC or Capital City Asset Management customers.
CRS (Client Relationship Summary) - RIA
Click below to view Shahrokh C Minoui's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2019 - Present
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC
Office #1: 3789 Attucks Dr, Powell, OH 43065RIA
CRD#: 134008
Powell, OH
Current
September 24, 2019 - Present
CAPITAL CITY SECURITIES, LLC
Office #1: 3789 Attucks Dr, Powell, OH 43065BD
CRD#: 146001
Powell, OH
Past
October 5, 2009 - September 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DUBLIN, OH
Past
October 5, 2009 - September 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
DUBLIN, OH
Past
May 28, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
COLUMBUS, OH
Past
May 22, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
COLUMBUS, OH
Past
November 26, 1999 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
COLUMBUS, OH
Past
January 12, 1995 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
COLUMBUS, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/24/2019)
RR
California(9/24/2019)
RR
Colorado(9/24/2019)
RR
Florida(9/24/2019)
RR
Georgia(11/3/2020)
RR
Illinois(9/24/2019)
RR
Indiana(3/19/2024)
RR
Kentucky(9/24/2019)
RR
New York(9/24/2019)
RR
North Carolina(9/24/2019)
IAR
Ohio(9/11/2019)
RR
Ohio(9/24/2019)
RR
Pennsylvania(9/24/2019)
RR
South Carolina(9/24/2019)
RR
Tennessee(1/19/2024)
RR
Texas(9/24/2019)
RR
Virginia(9/24/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP
CRD#: 134008 / SEC#: 801-64792
RIA
Registered Investment Advisory firm - (11/24/2017 Terminated)Florida
Registered Investment Advisory firm - (10/5/2017 Approved)New York
Registered Investment Advisory firm - (12/16/2016 Approved)North Carolina
Registered Investment Advisory firm - (4/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (7/21/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3789 Attucks Dr, Powell, OH 43065
Mailing Address
Phone number
(614) 485-0803
Established
Firm type
Fiscal year end
# of Employees
14
Regulatory assets under management
| Total Number of Accounts | 246 |
| AUM (Assets Under Management) | $ 43,328,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
