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FIRM PROFILE
Overview
CAPITAL CITY SECURITIES, LLC is located at 3789 Attucks Dr, Powell, OH 43065 and was first established at Chicago, Ohio in 02/01/2005. After operating for 21 years, CAPITAL CITY SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAPITAL CITY SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CAPITAL CITY SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAPITAL CITY SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAPITAL CITY SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAPITAL CITY SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAPITAL CITY SECURITIES, LLC Comes From
Understanding the Statistics for CAPITAL CITY SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3789 Attucks Dr, Powell, OH 43065
3789 Attucks Dr, Powell, OH 43065
Small
(614) 485-0803
Ohio since 02/01/2005
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CAPITAL CITY PARTNERS, INC. | OWNER/MANAGING MEMBER | ||
| CRAWFORD, TODD EDWARD | CCO | 1951009 | |
| CRAWFORD, TODD EDWARD | PRESIDENT | 1951009 | |
| ROLAND, JAMES MERVIN | V. P. COMPLIANCE AND OPERATIONS | 1871181 | |
| ROLAND, JAMES MERVIN | OPTIONS PRINCIPAL | 1871181 | |
| TOMASELLO, JAC GERARD | MP | 1749835 | |
| TOMASELLO, JAC GERARD | GENERAL PRINCIPAL | 1749835 | |
| TOMASELLO, JAC GERARD | FIN OP | 1749835 |
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Advisor's working at CAPITAL CITY SECURITIES, LLC
Todd Edward Crawford
Shahrokh C Minoui
Timothy Scott Shear MR
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