Daniel John De Castro
Professional Summary
Daniel John De Castro, who also goes by Daniel John Decastro, is a registered financial advisor currently at GTS EXECUTION SERVICES LLC located in New York, New York and GTS SECURITIES LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel John Decastro
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DILTANA COMPANY, INC. | MISCHLER FINANCIAL GROUP, INC. | MISCHLER AMERIVET
Contact Information
Main Address
19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Mailing Address
19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Phone Number
(949) 720-0640Established
California since 11/22/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/21/2024)
(4/7/2025)
(3/16/2026)
(4/7/2025)
(1/13/2026)
(4/7/2025)
(11/6/2024)
(4/7/2025)
(4/7/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 1999SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel John De Castro's CRS (Customer Relationship Summary).
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