Carl Eugene Spangler
Professional Summary
Carl Eugene Spangler, who also goes by Carl E. Spangler Jr., Carl E. Spangler, Carl Eugene Spangler Jr., is a registered financial advisor currently at RAMPART ASSET MANAGEMENT LLC located in Irvine, California and MISCHLER FINANCIAL GROUP, INC. located in Irvine, California. Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Carl has worked at 3 firms and has passed the Series 63,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carl E. Spangler Jr., Carl E. Spangler, Carl Eugene Spangler Jr.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Years of Experience
16 years in the financial services industry
Current & Past Employments
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Current Firm
HOLMES, DOYLE | RAMPART ASSET MANAGEMENT LLC
Contact Information
Main Address
46 Southfield Avenue Suite 200, Stamford, CT 06902Phone Number
(475) 477-9899# of Employees
3Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(3/18/2023)
(6/6/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Carl Eugene Spangler's CRS (Customer Relationship Summary).
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
