JD
James P. Dilorenzo
PGIM INVESTMENTS LLC
JACKSONVILLE, FL 32224
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CRD#: 1973101
JD
Professional summary
James Peter Dilorenzo, CIMA®, who also goes by James P Dilorenzo, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Jacksonville, Florida and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Jacksonville, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James P Dilorenzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Peter Dilorenzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 9, 2002 - Present
PGIM INVESTMENTS LLC
Office #1: 4465 Glen Kernan Parkway E., Jacksonville, FL 32224RIA
CRD#: 105670
JACKSONVILLE, FL
Current
October 28, 1997 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 4465 Glen Kernan Parkway E., Jacksonville, FL 32224BD
CRD#: 18353
Jacksonville, FL
Past
July 19, 1990 - May 15, 1997
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
Registered Investment Advisory firm - (12/31/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2000)
RR
Alaska(4/20/2004)
RR
Arizona(1/18/2002)
RR
Arkansas(11/8/2000)
RR
California(1/18/2002)
RR
Colorado(1/18/2002)
RR
Connecticut(1/18/2002)
RR
Delaware(1/18/2002)
RR
District of Columbia(11/8/2000)
RR
Florida(10/30/1997)
IAR
Florida(4/9/2002)
RR
Georgia(10/28/1997)
RR
Hawaii(4/20/2004)
RR
Idaho(4/20/2004)
RR
Illinois(11/8/2000)
RR
Indiana(11/8/2000)
RR
Iowa(4/20/2004)
RR
Kansas(1/18/2002)
RR
Kentucky(11/9/2000)
RR
Louisiana(11/9/2000)
RR
Maine(1/22/2002)
RR
Maryland(11/8/2000)
RR
Massachusetts(1/18/2002)
RR
Michigan(1/18/2002)
RR
Minnesota(11/14/2000)
RR
Mississippi(11/9/2000)
RR
Missouri(11/8/2000)
RR
Montana(1/18/2002)
RR
Nebraska(4/20/2004)
RR
Nevada(4/20/2004)
RR
New Hampshire(1/18/2002)
RR
New Jersey(1/18/2002)
RR
New Mexico(4/20/2004)
RR
New York(1/18/2002)
RR
North Carolina(11/9/2000)
RR
North Dakota(4/20/2004)
RR
Ohio(1/22/2002)
RR
Oklahoma(1/18/2002)
RR
Oregon(1/18/2002)
RR
Pennsylvania(11/8/2000)
RR
Puerto Rico(4/20/2004)
RR
Rhode Island(1/18/2002)
RR
South Carolina(10/31/1997)
RR
South Dakota(4/20/2004)
RR
Tennessee(11/9/2000)
RR
Texas(1/18/2002)
RR
Utah(4/20/2004)
RR
Vermont(1/22/2002)
RR
Virginia(11/9/2000)
RR
Washington(4/20/2004)
RR
West Virginia(1/18/2002)
RR
Wisconsin(1/18/2002)
RR
Wyoming(4/20/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
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Contact information
Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 802-9908
Established
Firm type
Fiscal year end
# of Employees
490
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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Company Information
PGIM INVESTMENTS LLC
CRD#: 105670Jacksonville, FL 32224TRUST BUT VERIFY
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Contact information
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