BR
Brian P. Ruh
EAGLE STRATEGIES LLC
NEW HOLSTEIN, WI 53061
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CRD#: 1970199
BR
Professional summary
Brian Paul Ruh is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New Holstein, Wisconsin and NYLIFE SECURITIES LLC located in Depere, Wisconsin.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Brian has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[PROPERTY AND CASUALTY SALES; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING PROPERTY AND CASUALTY PRODUCTS; ; PROPERTY CASUALTY FIRM; PARTNER; INVESTMENT RELATED; START DATE 06/1992] [WRC INVESTMENTS, LLC; PARTNER; RENTAL PROPERTY; RENTAL INCOME] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA ACTION FINANCIAL STRATEGIES, LLC; DBA DALY INITIATIVES] [SCUDERI GROUP, INC.; PRIVATE PLACEMENT.; 1111 ELM ST. WEST SPRINGFIELD, MA, 01089; START DATE 06/2014; ROLE/TITLE: INVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [FFI AQUISITION INC. DBA FLYWAY FARMS; THIS IS A GAME FARM TO BECOME A MEMBER IN HUNTING DEER, PHEASANT, TURKEYS, AND DUCKS; FOND DU LAC, WISCONSIN; START DATE 07/2015; ROLE/TITLE: MEMBER; NOT INVESTMENT RELATED; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [HRRW LLC; 1/4 owner of an assisted living facility.; Pulaski, Wisconsin; Start Date 07/2015; Role/Title: Investor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Calumet Medical Center, Inc.; Local hospital -; 614 Memorial Dr. Chilton, WI 53014; Start Date 09/2013; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; volunteer advisor dealing with the hospital's marketing/relationship management with general public. As a non-profit, they strive to encourage community involvment with the hospital] [Trinity Lutheran Church Council; discuss planning activities, procedures for church services, membership, buildings and grounds, outreach and charity, support to Teachers and Pastors, conduct meetings The president has no authoritative responsibility; 387 Cemetery Rd. Kiel, WI 53042; Start Date 01/2018; Role/Title: President; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours;discuss planning activities, procedures for church services, membership, buildings and grounds, outreach and charity, support to Teachers and Pastors, conduct meetings The president has no authoritative responsibility [New Hope Center Board Member; Inspire freedom and independence in the lives of people with disabilities.; 443 Manhattan St. Chilton, WI 53014; Start Date 01/2019; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Help with fundraising, marketing, and community awareness programs] [NYLARC Holding Company Inc.; Reinsuring the Life insurance that I write with New York Life; 51 Madison Avenue, new York, NY 10010; Start Date 01/2002; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [AFS Real Estate Assets LLC; commercial property. will rent the building out to Action Financial Strategies LLC; 23702 W. Steinthal Rd. Kiel, Wi. 52942; Start Date 10/2023; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Brian Paul Ruh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2001 - Present
EAGLE STRATEGIES LLC
Office #1: 1411 Milwaukee Drive P.o. Box 155, New Holstein, WI 53061Office #2: 1251 Scheuring Rd Suite C, Depere, WI 54115RIA
CRD#: 110826
NEW HOLSTEIN, WI
Current
August 4, 1989 - Present
NYLIFE SECURITIES LLC
Office #1: 1251 Scheuring Rd Suite C, Depere, WI 54115Office #2: 1411 Milwaukee Drive, New Holstein, WI 53061BD
CRD#: 5167
Depere, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/29/2021)
RR
California(3/19/2018)
RR
Colorado(6/21/2024)
RR
District of Columbia(11/21/2019)
RR
Florida(1/17/2018)
RR
Georgia(8/7/2018)
RR
Illinois(4/15/2013)
RR
Indiana(11/8/2022)
RR
Iowa(11/20/2019)
RR
Kentucky(3/17/2023)
RR
Louisiana(7/29/2021)
RR
Massachusetts(1/31/2018)
RR
Michigan(3/31/2014)
RR
Minnesota(4/15/2013)
RR
Montana(7/29/2021)
RR
New Jersey(7/29/2021)
RR
Ohio(7/30/2021)
RR
Oregon(2/3/2021)
RR
South Carolina(10/10/2023)
RR
Wisconsin(8/9/1989)
IAR
Wisconsin(2/1/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826New Holstein, WI 53061TRUST BUT VERIFY
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