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Anthony Edward Eichler

ALPS DISTRIBUTORS
Manhattan Beach, CA
·CRD# 1969047·37 years experience

Professional Summary

Anthony Edward Eichler, who also goes by Anthony Edward Eichler, Anthony Eichler, is a registered financial advisor currently at ALPS DISTRIBUTORS, INC. located in Manhattan Beach, California. Anthony is registered as a RR (Registered Representative) and started their career in finance in 1989. Anthony has worked at 14 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Edward Eichler, Anthony Eichler

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
3300 Highland Avenue, Manhattan Beach, CA 90266
May 16, 2025 - Present
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Irvine, CA
January 3, 2025 - May 12, 2025
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
August 9, 2022 - July 24, 2023
FNEX CAPITAL, LLC·CRD# 166316
BD
Indianapolis, IN
December 13, 2021 - June 1, 2022
STONEBRIDGE CAPITAL MANAGEMENT INC·CRD# 106073
RIA
Los Angeles, CA
March 27, 2019 - October 15, 2021
KINGSWOOD CAPITAL PARTNERS, LLC·CRD# 288898
BD
San Diego, CA
August 22, 2018 - October 16, 2018
EXETER FINANCIAL, LLC·CRD# 143420
RIA
Ladera Ranch, CA
February 17, 2017 - October 11, 2018
NUVEEN ASSET MANAGEMENT, LLC·CRD# 155584
RIA
Chicago, IL
September 1, 2011 - October 19, 2016
NUVEEN FUND ADVISORS, LLC·CRD# 104626
RIA
Chicago, IL
February 9, 2009 - September 1, 2011
RITTENHOUSE ASSET MANAGEMENT, INC.·CRD# 106562
RIA
Irvine, CA
May 29, 2001 - January 26, 2009
NUVEEN SECURITIES, LLC·CRD# 469
BD
Irvine, CA
June 13, 2000 - October 19, 2016
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
May 1, 1995 - November 5, 1999
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
May 29, 1991 - April 27, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 26, 1989 - June 7, 1991

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Current Firm

AD
ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: 8-34626
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone Number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT—
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(11/24/2025)
RR
California
(5/16/2025)
RR
Hawaii
(5/20/2025)
RR
Idaho
(5/20/2025)
RR
Nevada
(11/24/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2000About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Edward Eichler's CRS (Customer Relationship Summary).

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