Christine L. Sheppard
Professional summary
Christine Louise Sheppard, who also goes by Chris Funk, Christine Louise Funk, Kear Funk, Christine Kear, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Fort Worth, Texas and FROST BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Christine has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christine Louise Sheppard's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 5055 Edwards Ranch Rd, Fort Worth, TX 76109January 22, 2004 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 5055 Edwards Ranch Rd, Fort Worth, TX 76109May 19, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
January 6, 2004 - January 16, 2004
WELLS FARGO INVESTMENTS, LLC
June 19, 1998 - January 16, 2004
FROST BROKERAGE SERVICES, INC.
August 8, 1997 - December 2, 1997
FISERV INVESTOR SERVICES, INC.
September 18, 1995 - August 12, 1996
FIRST INTERSTATE INVESTMENTS,INC.
October 15, 1993 - November 16, 1995
ESSEX NATIONAL SECURITIES, LLC
July 18, 1989 - August 3, 1989
FIRST INTERSTATE DISCOUNT BROKERAGE
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
(8/2/2022)
(1/12/2024)
(1/16/2024)
(6/4/2026)
(1/12/2024)
(1/17/2024)
(1/19/2024)
(12/18/2020)
(1/16/2024)
(3/3/2025)
(1/16/2024)
(8/24/2023)
(1/12/2024)
(1/2/2024)
(8/21/2023)
(1/14/2024)
(9/24/2018)
(1/20/2004)
(1/26/2022)
(5/9/2019)
(3/9/2026)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2025 | ||
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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