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MZ

Matthew Mark Zebrowski

LLOYDS SECURITIES
NEW YORK, NY
·CRD# 1964260·37 years registered

Professional Summary

Matthew Mark Zebrowski is a registered financial advisor currently at LLOYDS SECURITIES located in New York, New York. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1989. Matthew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years registered in the securities industry

Current & Past Employments

Current

LLOYDS SECURITIESCurrent·CRD# 154515
BD
1095 Avenue Of The Americas, New York, NY 10036
February 13, 2017 - Present

Past

MESIROW FINANCIAL, INC.Past·CRD# 2764
BD
New York, NY
October 18, 2016 - February 6, 2017
BBVA SECURITIES INC.Past·CRD# 27060
BD
New York, NY
June 20, 2012 - September 16, 2016
HSBC SECURITIES (USA) INC.Past·CRD# 19585
BD
New York City, NY
July 29, 2004 - April 20, 2012
BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
New York, NY
March 16, 2000 - July 16, 2004
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
May 22, 1998 - May 1, 2000
CITICORP SECURITIES, INC.Past·CRD# 7474
BD
New York, NY
July 3, 1997 - May 4, 1998
HSBC SECURITIES (USA) INC.Past·CRD# 19585
BD
New York City, NY
November 20, 1996 - July 11, 1997
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
September 22, 1994 - October 11, 1996
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
November 21, 1989 - August 26, 1994

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Current Firm

LS
LLOYDS SECURITIES

LLOYDS SECURITIES | LLOYDS SECURITIES INC.

CRD#: 154515 / SEC#: 8-68647
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1095 Avenue Of The Americas, New York, NY 10036

Mailing Address

1095 Avenue Of The Americas, New York, NY 10036

Phone Number

(212) 450-0800

Established

Delaware since 03/11/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LLOYDS AMERICA SECURITIES CORPORATIONSHAREHOLDER-COMMON STOCK—
FALLAN, WESLEY ROBERTPRESIDENT OF LLOYDS SECURITIES6313069
FRIIS, PIACHIEF LEGALOFFICER/CHIEF RISKOFFICER5171132
HILTON, ANNE DEBORAHCHIEF COMPLIANCE OFFICER7061903
HOUGHTON, ROSS ANDREWCHIEF FINANCIAL OFFICER, NA6493863
MANSFIELD, WILLIAM RENICK JRCEO OF NORTH AMERICA FOR LLOYDS BANK CORPORATE MARKETS NORTH AMERICA1398078
NADEL, MITCHELL NEILHEAD OF FINANCIAL MARKETS6157639
ROWLANDS, MARK KEITHPRINCIPAL FINANCIAL OFFICER & TREASURER6601550
TRYPHONIDES, NICHOLASPRINCIPAL OPERATIONS OFFICER (POO), SECRETARY6446246

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/13/2017)
RR
California
(2/13/2017)
RR
New York
(2/13/2017)
RR
Ohio
(2/13/2017)
RR
Oregon
(2/13/2017)
RR
Texas
(2/13/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Mark Zebrowski's CRS (Customer Relationship Summary).

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