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Fermin Dan Ruybal

Fermin D. Ruybal

STRATEGIC ADVISERS LLC | Assistant Branch Leader
LANTANA, FL
Some features on this profile are disabled
CRD#: 1963859
Fermin Dan Ruybal

Professional summary

Fermin Dan Ruybal, who also goes by Ferman Dan Ruyba, Ferman Dan Ruybal, Fermin Dan Ruybal, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lantana, Florida and FIDELITY BROKERAGE SERVICES LLC located in Palm Beach Gardens, Florida.

Fermin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Fermin has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Biography

Long tenured Financial Services professional that has dedicated my career to providing financial planning and guidance to clients using the highest levels of ethics and integrity.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ferman Dan Ruyba | Ferman Dan Ruybal | Fermin Dan Ruybal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fermin Dan Ruybal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Colorado - Boulder, CO

Bachelor of Arts - International Affairs, Economics

1989

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 3501 Pga Boulevard Grand Bank Center Suite 100, Palm Beach Gardens, FL 33410-2709
RIA
CRD#: 104555
LANTANA, FL
Current

November 10, 2015 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 3501 Pga Boulevard, Suite 100 Grand Bank Center, Palm Beach Gardens, FL 33410
BD
CRD#: 7784
Palm Beach Gardens, FL
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
PALM BEACH GARDENS, FL
Past

April 27, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
GREENWOOD VILLAGE, CO
Past

October 1, 2012 - December 31, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
DENVER, CO
Past

October 1, 2012 - December 31, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DENVER, CO
Past

July 6, 2005 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DENVER, CO
Past

July 6, 2005 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DENVER, CO
Past

November 17, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
DENVER, CO
Past

November 15, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

July 8, 1997 - May 4, 2004

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
GREENWICH, CT
Past

February 6, 1992 - May 4, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

November 29, 1991 - February 12, 1992

COLORADO NATIONAL BROKERAGE, INC.

BD
CRD#: 17493
Past

November 7, 1989 - January 1, 1990

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
DENVER, CO
Past

July 18, 1989 - November 24, 1989

WALL STREET WEST, INC.

BD
CRD#: 7529

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/10/2015)
IAR
Colorado
(3/31/2025)
RR
Florida
(1/25/2019)
IAR
Florida
(3/31/2025)
RR
Massachusetts
(11/10/2015)
RR
Texas
(11/10/2015)
IAR
Texas
(3/31/2025)
RR
Utah
(11/10/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/27/2016
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/20/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/16/1994
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Assistant Branch LeaderCRD#: 104555Lantana, FL

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Contact information

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xxxxx@xxxx.xxx

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