Thomas D. Bacon

TRUST ADVISORY GROUP LTD

HUDSON, MA

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CRD#: 1957332

Professional summary

Thomas Donald Bacon is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Hudson, Massachusetts and STONEX SECURITIES INC. located in Hudson, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Donald Bacon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2001 - Present

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

HUDSON, MA

Current

October 21, 2024 - Present

STONEX SECURITIES INC.

CRD#: 18456

Hudson, MA

Past

March 5, 2001 - September 23, 2024

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

HUDSON, MA

Past

June 7, 2000 - January 25, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

July 31, 1995 - May 9, 2000

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

READING, MA

Past

June 5, 1995 - July 25, 1995

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

March 16, 1993 - June 5, 1995

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

January 14, 1992 - March 16, 1993

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Past

October 23, 1990 - September 16, 1991

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

September 19, 1989 - October 30, 1990

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2025)

Connecticut
(1/2/2025)

Florida
(10/21/2024)

Maine
(1/2/2025)

IAR

Massachusetts
(5/3/2001)

Massachusetts
(10/23/2024)

New Hampshire
(10/21/2024)

New York
(1/2/2025)

North Carolina
(1/2/2025)

South Carolina
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Thomas D. Bacon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Donald Bacon's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

AGES FINANCIAL SERVICES, LTD.

QUICK & REILLY, INC.

AGES FINANCIAL SERVICES, LTD.

NATIONAL SECURITIES CORPORATION

G.R. STUART & COMPANY, INC.

FINANCIAL SECURITIES NETWORK,INC.

LEGG MASON WOOD WALKER, INCORPORATED

TIER ONE PARTNERS, INC.

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1999

Series 63

Date: 3/1/1990

SIE

Date: 10/1/2018

Series 7

Date: 9/16/1989

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

Contact information

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