DM
Daniel W. Marx
PACKERLAND BROKERAGE SERVICES
Eau Claire, WI 54701
Some features on this profile are disabled
CRD#: 1950892
DM
Professional summary
Daniel William Marx, who also goes by Dan Marx, Trapper Marx, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Eau Claire, Wisconsin.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Marx | Trapper Marx
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GENERAL PARTNER/OWNER & DEVELOPE TRACTS OF LAND IN WOODLAND NORTH LLP REAL ESTATE DEVELOPMENT. SINCE 1999, HOURS VARIES, NON-SECURITIES RELATED. EAU CLAIRE PROPERTY MANAGEMENT/OWN &B MANAGE RENTAL REAL ESTATES SINCE 1989, 10-20 HRS MONTH, NON-SECURITIES RELATED. Safe Harbor LLC 2125 Brackett Ave Eau Claire, WI 54701 Real estate ownership/rental income non-investment related Target Market LLC 2125 Brackett Ave Eau Claire, WI 54701 Holding company for a non-securities related product-upgraded gutter for rain water distribution Quality Sands LLC 2125 Brackett Ave Eau Claire, WI 54701 Dormant LLC that holds a frac sand mine permit in the Hixton, WI area. Frac sand is used for fracking oil and gas around the country. Non-securities related FracSand LLC 2125 Brackett Ave Eau Claire, WI 54701 Dormant LLC that holds a frac sand mine permit in the Hixton, WI area. Frac sand is used for fracking oil and gas around the country. Non-securities related TRAPMAN,LLC, NORTHSOUTH, LLC, CANDUD TITLE, LLC & PERSONALLY, BUY AND SELL REAL ESTATE, MORTGAGES, LAND CONTRACTS, FORECLOSURES. OWNER SINCE 1990'S, HOURS VARIES. NON-SECURITIES RELATED. INS. SALES, APPT. W/ VARIOUS CO'S. NON-SECURITIES RELATED. PRODUCTS: LIFE, HEALTH, LTC, DI & FUNERAL TRUSTS. START DATE 11/1989, 8 HRS A WEEK TIME DEVOTED. OTHER PRODUCTS: FIXED & EQUITY INDEXED ANNUITIES. WEALTH ENHANCEMENT INC 2125 BRACKETT ST, EAU CLAIRE, WI 54701 TITLE: REGISTERED REPRESENTATIVE DUTIES: SANDMINE DEVELOPMENT HOURS DEVOTED: VARIES START DATE: 2012 NON INVESTMENT AND INSURANCE RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Marx's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel William Marx's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2010 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 2125 Brackett Ave, Eau Claire, WI 54701RIA
BD
CRD#: 37031
Eau Claire, WI
Current
January 4, 2007 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 2125 Brackett Ave, Eau Claire, WI 54701RIA
BD
CRD#: 37031
Eau Claire, WI
Past
March 24, 2003 - March 24, 2003
CETERA ADVISORS LLC
RIA
CRD#: 10299
EAU CLAIRE, WI
Past
December 4, 2001 - December 31, 2006
CETERA ADVISORS LLC
BD
CRD#: 10299
EAU CLAIRE, WI
Past
January 4, 1994 - December 5, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
August 30, 1991 - December 31, 1993
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
January 1, 1990 - September 13, 1991
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
May 24, 1989 - October 5, 1989
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 24, 1989 - October 5, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(1/4/2007)
IAR
Minnesota(8/4/2014)
RR
Texas(5/8/2019)
IAR
Texas(5/9/2019)
RR
Virginia(2/4/2015)
IAR
Virginia(4/27/2017)
RR
Wisconsin(1/4/2007)
IAR
Wisconsin(7/27/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
