AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GW

Gary David Wiedman

VELOCITY CLEARING
New York, NY
·CRD# 1947935·36 years experience

Professional Summary

Gary David Wiedman, who also goes by Gary David Wiedman, Gary Wiedman, is a registered financial advisor currently at VELOCITY CLEARING, LLC located in New York, New York and VELOCITY CAPITAL, LLC located in New York, New York. Gary is registered as a RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary David Wiedman, Gary Wiedman

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

36 years in the financial services industry

Current & Past Employments

VELOCITY CLEARING, LLC·CRD# 126588
BD
199 Water Street 10th Floor, New York, NY 10038
November 7, 2023 - Present
VELOCITY CAPITAL, LLC·CRD# 171810
BD
199 Water Street 8th Floor, New York, NY 10038
November 20, 2023 - Present
AXOS INVEST LLC·CRD# 172393
BD
Las Vegas, NV
February 8, 2022 - October 25, 2023
AXOS CLEARING LLC·CRD# 117176
BD
Omaha, NE
January 19, 2022 - October 25, 2023
DRIVEWEALTH, LLC·CRD# 165429
BD
New York, NY
May 5, 2020 - December 20, 2021
SIXTEEN SECURITIES, INC.·CRD# 104025
BD
Westfield, NJ
March 31, 2018 - April 2, 2020
UBS SECURITIES LLC·CRD# 7654
BD
Weehawken, NJ
May 31, 2016 - March 20, 2018
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 31, 2016 - March 20, 2018
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
June 11, 2012 - April 1, 2016
PENSON FINANCIAL SERVICES, INC.·CRD# 25866
BD
Dallas, TX
December 9, 2008 - August 1, 2012
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
August 11, 1993 - August 31, 2004
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
San Mateo, CA
February 20, 1990 - June 21, 1991

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

VC
VELOCITY CAPITAL, LLC

CLEVERALPHA SECURITIES | VELOCITY CAPITAL, LLC | TRUVAR TRADING | OPENHAND FINANCIAL SERVICES | CNPT HOLDINGS, LLC

CRD#: 171810 / SEC#: 8-69479
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

199 Water Street 8th Floor, New York, NY 10038

Mailing Address

199 Water Street 8th Floor, New York, NY 10038

Phone Number

(646) 837-0056

Established

New York since 05/07/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VCP HOLDINGS, LLCSOLE MEMBER AND OWNER—
AMATO, MATTEO ALBERTOCHIEF FINANCIAL OFFICER & FINOP5877196
FREYER, CHRISTIANROP6337912
LOGAN, MICHAEL JAMESCHIEF ADMINISTRATIVE OFFICER5763098
MERCHANT, MUNAFPRESIDENT1937789
SMITH, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER2492551
WIEDMAN, GARY DAVIDCHIEF OPERATING OFFICER1947935
YAN, ROYCHIEF EXECUTIVE OFFICER2352916

Disclosures

Regulatory Event

2

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(3/24/2026)
RR
District of Columbia
(3/24/2026)
RR
Florida
(3/24/2026)
RR
Idaho
(3/24/2026)
RR
Louisiana
(3/24/2026)
RR
Maryland
(3/24/2026)
RR
Puerto Rico
(3/24/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1990About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2010About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Long-Term Stock Exchange, Inc.
SRO Registrations
MEMX LLC
SRO Registrations
MIAX Emerald, LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
Miami International Securities Exchange, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Gary David Wiedman's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
GW
Follow Gary
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required