Ann B. Ronn

AMERITAS ADVISORY SERVICES

HOUSTON, TX

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CRD#: 1945908

Professional summary

Ann Baker Ronn, ChFC®, CLU® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Houston, Texas and AMERITAS INVESTMENT COMPANY, LLC located in Houston, Texas.

Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Ann has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * THE AFP GROUP; SAME AS BRANCH; INV REL; INSURANCE AGENCY; PART OWNER; START DATE=11/1989; HRS/MO=40; TRADING HRS/MO=40; INSURANCE SALES * INCOME PROTECTION SOLUTIONS, INC; SAME AS BRANCH; INV REL; INSURANCE AND SALES; OWNER; START DATE=07/2013; HRS/MO=160; TRADING HRS/MO=160; EDUCATING CLIENTS AND FACILITATING DECISIONS REGARDING INSURANCE PRODUCTS * Texas Advantage Insurance Brokerage; 901 Parker St, Houston TX 77007; non-inv rel; insurance brokerage; Broker; start date=10/2017; hrs/mo=5; trading hrs/mo=5; solicit sales of long term care products when appropriate for my clients * Houston NAIFA; 3300 S Gessner Rd Ste 202, Houston TX 77063; inv rel; National Association of Insurance and Financial Advisors; Member; start date=06/1988; hrs/mo=5; trading hrs/mo=5; attend local meetings and participate as a member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Baker Ronn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

HOUSTON, TX

Current

January 18, 2007 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 602 Sawyer St Ste 120, Houston, TX 77007

CRD#: 14869

Houston, TX

Past

January 24, 2007 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

HOUSTON, TX

Past

January 1, 2003 - December 31, 2012

THE AFP GROUP

RIA

CRD#: 115952

HOUSTON, TX

Past

October 25, 2002 - December 31, 2002

THE AFP GROUP

RIA

CRD#: 115952

HOUSTON, TX

Past

March 12, 1992 - January 25, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

HOUSTON, TX

Past

February 21, 1992 - January 29, 2007

OSAIC WEALTH, INC.

RIA

CRD#: 23131

HOUSTON, TX

Past

February 19, 1992 - January 29, 2007

OSAIC WEALTH, INC.

CRD#: 23131

HOUSTON, TX

Past

November 19, 1989 - May 17, 1991

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 3, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/26/2007)

Colorado
(1/26/2007)

Indiana
(3/1/2023)

Iowa
(6/27/2018)

Maryland
(1/26/2007)

Mississippi
(10/30/2023)

North Carolina
(1/22/2021)

Oklahoma
(5/19/2011)

Pennsylvania
(1/26/2007)

Texas
(1/18/2007)

IAR

Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/2/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ann B. Ronn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Baker Ronn's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE AFP GROUP

THE AFP GROUP

1717 CAPITAL MANAGEMENT COMPANY

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/1989

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2003

Series 6

Date: 5/2/1989

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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