JS
John B. Setzler
TLG ADVISORS
Hickory, NC 28601
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CRD#: 1945515
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Professional summary
John Bryan Setzler is a registered financial advisor currently at TLG ADVISORS, INC. located in Hickory, North Carolina and THE LEADERS GROUP, INC. located in Hickory, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PREMIER PLANNING GROUP NC, LLC - 7/1/2012 - 219 1st Avenue SW, PO Box 2547, Hickory, NC 28603 - President, Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) OPTIMUS LIFE DESIGNS - 5/1/1990 - 219 1st Avenue SW, PO Box 2547, Hickory, NC 28603 - President, design cases, run illustrations, speak to agents, clients, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs mo (during trading hours). 3.) TLG ADVISORS INC - 10/27/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) LifeBridge - 9/1/2017 - 219 1st Avenue SW, Hickory, NC 28603 - Owner, design life insurance solutions, Not Invt Rel, insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view John Bryan Setzler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2020 - Present
TLG ADVISORS, INC.
Office #1: 100 Main Avenue Ne, Suite 300, Hickory, NC 28601RIA
CRD#: 111052
Hickory, NC
Current
October 27, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 100 Main Avenue Nw, Suite 300, Hickory, NC 28601BD
CRD#: 37157
Hickory, NC
Past
June 30, 2006 - November 6, 2020
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
HICKORY, NC
Past
June 30, 2006 - November 6, 2020
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
HICKORY, NC
Past
December 31, 2001 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
HICKORY, NC
Past
October 1, 1997 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
HICKORY, NC
Past
January 31, 1995 - October 1, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
July 2, 1990 - January 30, 1995
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Past
January 3, 1990 - June 15, 1990
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/27/2020)
RR
Florida(10/27/2020)
RR
Georgia(11/4/2020)
RR
New Jersey(4/16/2021)
RR
New York(4/1/2024)
RR
North Carolina(10/27/2020)
IAR
North Carolina(11/9/2020)
RR
Pennsylvania(1/6/2021)
RR
South Carolina(10/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLG ADVISORS, INC.
CRD#: 111052Hickory, NC 28601TRUST BUT VERIFY
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