Louis D. Miltimore
Professional summary
Louis Dean Miltimore, who also goes by Dean Miltimore, L Dean Miltimore, is a registered financial professional currently at TNCP, LLC located in Stamford, Connecticut.
Louis is registered as a RR (Registered Representative) and started their career in finance in 1989. Louis has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis Dean Miltimore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2010 - Present
TNCP, LLC
Office #1: 9 West Broad Street Suite 510, Stamford, CT 06902Office #2: 9 West Broad Street Suite 510, Stamford, CT 06902August 26, 2008 - June 10, 2010
KNOX SECURITIES CORP.
March 25, 2005 - November 20, 2006
BNY CAPITAL MARKETS INC.
February 9, 1998 - January 25, 2000
DUNN JOHNSTON & COMPANY, INC.
January 1, 1996 - January 31, 1997
HSBC SECURITIES (USA) INC.
December 1, 1995 - January 1, 1996
JAMES CAPEL INCORPORATED
July 7, 1992 - December 8, 1995
SAMUEL MONTAGU, INC.
April 19, 1989 - March 6, 1991
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TNCP, LLC
CRD#: 150134 / SEC#: , 8-68220
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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