Louis Dean Miltimore
Professional Summary
Louis Dean Miltimore, who also goes by Dean Miltimore, L Dean Miltimore, is a registered financial advisor currently at TNCP, LLC located in Stamford, Connecticut. Louis is registered as a RR (Registered Representative) and started their career in finance in 1989. Louis has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dean Miltimore, L Dean Miltimore
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TNCP, LLC
Contact Information
Main Address
9 West Broad Street Suite 510, Stamford, CT 06902Mailing Address
9 West Broad Street Suite 510, Stamford, CT 06902Phone Number
(203) 604-2007Established
Delaware since 03/26/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/3/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Louis Dean Miltimore's CRS (Customer Relationship Summary).
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