Brian M. Moran
Professional summary
Brian Michael Moran was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian Michael Moran, who also goes by Brian M Moran, Brian Moran, is a registered financial professional currently at CICADA SECURITIES located in Greenwich, Connecticut and FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 26 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 79TO, Series 6TO, Series 62, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Moran's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2022 - Present
CICADA SECURITIES
Office #1: 289 Greenwich Avenue Floor 2, Greenwich, CT 06830March 29, 2023 - Present
FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC
Office #1: 115 West 30th Street Suite 207, New York, NY 10001Office #2: 115 West 30th Street Fourth Floor Unit 401, New York, NY 10001August 1, 2023 - November 2, 2025
VEX SECURITIES
April 19, 2023 - September 12, 2024
MCG SECURITIES LLC
April 11, 2023 - June 5, 2024
BOSONIC SECURITIES
January 5, 2023 - November 14, 2023
SECURRENCY DIGITAL TRADING
December 1, 2022 - December 2, 2024
LINQTO CAPITAL
August 23, 2022 - September 1, 2023
ALPHA GROWTH MANAGEMENT LLC
July 15, 2022 - January 19, 2023
HANCOCK WHITNEY INVESTMENT SERVICES INC.
March 25, 2022 - September 18, 2023
LINQTO INVESTMENT MANAGEMENT
November 29, 2021 - March 23, 2022
LODAS SECURITIES, LLC
October 15, 2021 - April 12, 2023
SECURRENCY SECURITIES INC.
June 16, 2021 - September 9, 2024
JULEX CAPITAL MANAGEMENT
March 4, 2021 - October 3, 2022
STARTENGINE PRIMARY LLC
June 9, 2020 - November 3, 2025
SHARENETT SECURITIES LLC
December 12, 2019 - July 20, 2020
LION STREET ADVISORS, LLC
May 15, 2019 - June 21, 2019
AXIS CAPITAL USA, LLC
September 18, 2018 - December 26, 2018
BIONDO INVESTMENT ADVISORS LLC
September 10, 2014 - July 2, 2018
STERLING CAPITAL DISTRIBUTORS, LLC
July 28, 2014 - June 29, 2018
STERLING CAPITAL MANAGEMENT LLC
July 18, 2007 - July 15, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 31, 2007 - July 15, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 31, 2007 - July 15, 2014
TEACHERS PERSONAL INVESTORS SERVICES, INC.
September 27, 2004 - December 8, 2006
WELLS FARGO SECURITIES, LLC
June 6, 2002 - June 6, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 22, 2002 - September 27, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 21, 2000 - January 17, 2002
VALIC FINANCIAL ADVISORS, INC.
January 19, 1999 - February 3, 2000
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2024)
(12/13/2023)
(6/10/2025)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
FINRA
Current Firm
FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC
CRD#: 322233 / SEC#: , 8-70940
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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