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MJ

Michael L. Jones

ABERDEEN FUND DISTRIBUTORS
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 1938676
MJ

Professional summary

Michael Lynn Jones, who also goes by Mike Jones, is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Lynn Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2023 - Present

ABERDEEN FUND DISTRIBUTORS, LLC

Office #1: 1900 Market Street Suite 200, Philadelphia, PA 19103
BD
CRD#: 146230
Philadelphia, PA
Past

August 11, 2022 - January 30, 2023

ARCHER DISTRIBUTORS, LLC

BD
CRD#: 158961
LAUREL, MD
Past

October 15, 2020 - March 1, 2021

BUILD ASSET MANAGEMENT

RIA
CRD#: 298354
Tulsa, OK
Past

February 5, 2016 - March 22, 2019

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA
CRD#: 152237
PHILADELPHIA, PA
Past

February 5, 2016 - March 22, 2019

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

June 1, 2009 - January 20, 2016

MORGAN STANLEY

RIA
CRD#: 149777
OKLAHOMA CITY, OK
Past

June 1, 2009 - January 20, 2016

MORGAN STANLEY

BD
CRD#: 149777
OKLAHOMA CITY, OK
Past

July 17, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
OKLAHOMA CITY, OK
Past

July 13, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
OKLAHOMA CITY, OK
Past

December 4, 1998 - June 8, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
TULSA, OK
Past

November 17, 1997 - October 8, 1998

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

July 15, 1997 - November 24, 1997

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

November 14, 1991 - March 20, 1997

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 14, 1991 - March 20, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

July 30, 1991 - October 2, 1991

SUNPOINT SECURITIES, INC.

BD
CRD#: 25442
LONGVIEW, TX
Past

May 23, 1989 - August 11, 1989

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(11/27/2023)
RR
Colorado
(11/13/2023)
RR
Kansas
(11/17/2023)
RR
Louisiana
(8/9/2023)
RR
New Mexico
(11/20/2023)
RR
Oklahoma
(11/9/2023)
RR
Texas
(11/29/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/5/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/16/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/3/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/1/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

AF
ABERDEEN FUND DISTRIBUTORS, LLC
ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230 / SEC#: , 8-67799

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Mailing Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Phone number
(215) 405-5700
Established
Delaware since 10/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRDN, INC.SOLE MEMBER
DUNN, STEVEN BOYDCHIEF EXECUTIVE OFFICER2203356
HETTEL, KENDRA ANNACHIEF COMPLIANCE OFFICER6164999
KIRSCHENBLATT, CHAD ETHANCHIEF FINANCIAL OFFICER/FINOP2503352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230Philadelphia, PA 19103

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