J. Lynn E. Orenstein
Professional summary
J. Lynn Erin Orenstein, who also goes by J Lynn Erin Filippeli, J Lynn Erin Filippelli, Magli Filippelli, J Lynn Erin Magliocco, Lynn Erin Orenstein, is a registered financial professional currently at DREXEL HAMILTON, LLC located in New York, New York.
J. Lynn is registered as a RR (Registered Representative) and started their career in finance in 1989. J. Lynn has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J. Lynn Erin Orenstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2015 - Present
DREXEL HAMILTON, LLC
Office #1: 110 East 42nd Street Suite 1502, New York, NY 10017September 24, 2001 - July 7, 2015
SIDOTI & COMPANY, LLC
June 11, 2001 - September 10, 2001
SIDOTI & COMPANY, LLC
December 4, 1998 - December 12, 2000
JOSEPHTHAL & CO., INC.
January 30, 1998 - October 8, 1998
JOSEPHTHAL & CO., INC.
April 17, 1997 - August 11, 1997
SALOMON BROTHERS INC.
May 28, 1992 - April 24, 1997
NATWEST SECURITIES CORPORATION
September 24, 1991 - March 17, 1992
ALEX. BROWN & SONS INCORPORATED
October 29, 1990 - August 1, 1991
CITIGROUP GLOBAL MARKETS INC.
May 26, 1989 - September 24, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2023)
(2/15/2022)
(3/27/2023)
(3/27/2023)
(8/6/2020)
(2/15/2022)
(3/27/2023)
(3/27/2023)
(2/15/2022)
(2/11/2022)
(7/6/2015)
(3/27/2023)
(2/23/2024)
(2/15/2022)
(2/15/2022)
(2/14/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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