Colleen M. Mcardle
Professional summary
Colleen Mae Mcardle, who also goes by Colleen Mae Downes, is a registered financial professional currently at HALLIDAY FINANCIAL, LLC located in Glen Head, New York.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 1989. Colleen has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Mae Mcardle's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 1998 - Present
HALLIDAY FINANCIAL, LLC
Office #1: 725 Glen Cove Ave., Glen Head, NY 11545Office #2: 145 Madison Ave 04-118, New York, NY 10001April 4, 1995 - October 9, 1998
TASIN & COMPANY, INC.
November 22, 1989 - December 14, 1993
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HALLIDAY FINANCIAL, LLC
CRD#: 31741 / SEC#: , 8-45529
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HRC INVESTMENT SERVICES, INC. | DIRECT PARENT OF HALLIDAY FINANCIAL, LLC | |
| PINO, RACHEL HOLSTE | FINOP, CCO, SUPERVISOR | 2381976 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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