William M. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Milton Long, who also goes by Billy Long, William Melton Long, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 5 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2011 - February 1, 2012
GLOBAL DIRECT EQUITIES, LLC
October 25, 2010 - October 28, 2011
DME SECURITIES, LLC
April 26, 2010 - November 12, 2010
WALTER J. DOWD, INC.
July 31, 2006 - April 7, 2010
KABRIK TRADING LLC
November 27, 1996 - August 2, 2006
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL DIRECT EQUITIES, LLC
CRD#: 124514 / SEC#: , 8-65689
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
