John L. Farley
Professional summary
John Laymon Farley, who also goes by Jay Farley, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Avon Lake, Ohio.
John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Laymon Farley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
VICTORY CAPITAL SERVICES, INC.
February 4, 2015 - June 20, 2016
CETERA WEALTH SERVICES, LLC
June 4, 2013 - November 13, 2014
THE LEADERS GROUP, INC.
December 3, 2012 - May 7, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
October 15, 2002 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 15, 2000 - October 24, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
May 11, 1999 - May 31, 2000
CARILLON INVESTMENTS, INC.
May 24, 1989 - December 31, 1997
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2016)
(8/19/2016)
(8/19/2016)
(8/19/2016)
Exams
FINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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