Kerryl V. Johnson
Professional summary
Kerryl Van Johnson is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Kerryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Kerryl has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kerryl Van Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2018 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215January 8, 2018 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215September 9, 2013 - December 14, 2017
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2013 - December 14, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 14, 2013 - September 6, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - September 6, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 17, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
March 14, 2003 - April 30, 2007
ASHTON STEWART & CO., INC.
November 2, 1999 - November 5, 2002
NYLIFE DISTRIBUTORS LLC
November 27, 1996 - April 16, 1999
CHASE INVESTMENT SERVICES CORP.
June 21, 1995 - October 1, 1996
PRIME CAPITAL SERVICES, INC.
August 28, 1992 - June 23, 1995
FLEET ENTERPRISES, INC.
March 4, 1992 - July 13, 1992
USLIFE EQUITY SALES CORP.
September 7, 1989 - September 10, 1991
SUMMIT EQUITIES, INC.
March 16, 1989 - July 22, 1989
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(1/8/2018)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
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Company Information
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373Columbus, OH 43215TRUST BUT VERIFY
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