Conrad H. Lantz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conrad Hugh Lantz, who also goes by Kip Lantz, was a registered financial professional .
Conrad is a previously registered financial professional and started their career in finance in 1989. Conrad had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2006 - November 2, 2009
BROKERSXPRESS LLC
January 26, 2004 - June 13, 2006
MERRIMAC CORPORATE SECURITIES, INC.
February 12, 2002 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
September 21, 2000 - December 3, 2001
DONALD & CO. SECURITIES INC.
April 3, 1998 - August 8, 2000
ELECTRONIC ACCESS DIRECT, INC.
February 19, 1997 - February 11, 1998
BARRON CHASE SECURITIES, INC.
June 1, 1995 - December 24, 1996
SAPERSTON FINANCIAL INC.
October 6, 1993 - July 12, 1995
TAJ GLOBAL EQUITIES, INC.
July 19, 1993 - August 30, 1993
BARRON CHASE SECURITIES, INC.
April 27, 1992 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
April 12, 1989 - April 20, 1989
MARSHALL DAVIS, INC.
April 7, 1989 - May 5, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
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