Donald Duncan
Professional summary
Donald Duncan is a registered financial professional currently at BLOOMBERG TRADEBOOK CANADA COMPANY located in New York, New York and BLOOMBERG TRADEBOOK LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 2003. Donald has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2026 - Present
BLOOMBERG TRADEBOOK CANADA COMPANY
Office #1: 731 Lexington Ave, New York, NY 10022June 3, 2026 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022December 11, 2025 - May 12, 2026
INTESA SANPAOLO IMI SECURITIES CORP.
January 23, 2023 - May 9, 2024
SEI INVESTMENTS DISTRIBUTION CO.
June 24, 2016 - November 10, 2022
HAMILTON LANE SECURITIES LLC
June 9, 2011 - June 2, 2016
EQUITABLE DISTRIBUTORS, LLC
October 5, 2005 - December 21, 2009
PRUCO SECURITIES, LLC.
March 8, 2005 - May 4, 2005
EQUITABLE ADVISORS, LLC
March 8, 2005 - May 4, 2005
EQUITABLE ADVISORS, LLC
September 9, 2003 - October 11, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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