CD
Christine L. Dellacato
CETERA INVESTMENT ADVISERS LLC
LA MESA, CA
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CRD#: 1922775
CD
Professional summary
Christine Lisa Dellacato is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in La Mesa, California and CETERA WEALTH SERVICES, LLC located in La Mesa, California.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Christine has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TRUST FOR MINOR BENEFICIARIES; SINCE 12/21/2015; SAME ADDRESS AS BRANCH; TRUSTEE FOR MINOR BENEFICIARIES; Trustee for minor beneficiaries of a life insurance policy for my sister-in-law that names my nephews as beneficiaries should anything happen to my brother and sister-in-law; 0 HOURS SPENT ON ACTIVITY/ MONTH
(2) FAMILY TRUST; SINCE 12/01/2006; 70 CALI DRIVE, SHELTON, CT, 06484; PARENTS; No Duties. I am the successor Trustee in the event that both my parents pass. I have no responsibilities in their trust assets; 0 HOURS SPENT ON ACTIVITY/ MONTH
(3) EAST COUNTY FAMILY Y; SINCE 01/01/2006; 8888 DALLAS STREET, LA MESA, CA, 91942; BOARD OF MANAGEMENT MEMBER; Monthly Meetings to review the activity of the three facilities that comprise the East County Family Y; 4 HOURS SPENT ON ACTIVITY/MONTH
(4) CHRIS DELLACATO, INC; SINCE 08/12/1997; 8356 ALLISON AVE, SUITE C, LA MESA, CA, 91942; OWNER/PRESIDENT; I use this corporation for tax purposes only. My duties involved are only to maintain the corporation under the guidelines of the IRS for tax filing purposes. I get paid for my brokerage services through Summit and then place that monies into corporation for tax purposes. I then pay myself a monthly income from that corporation; 4 HOURS SPENT ON ACTIVITY/ MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Christine Lisa Dellacato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LA MESA, CA
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8356 Allison Ave Ste C, La Mesa, CA 91942BD
CRD#: 13572
La Mesa, CA
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 25, 2013 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LA MESA, CA
Past
July 25, 2013 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LA MESA, CA
Past
December 31, 1997 - August 21, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LA MESA, CA
Past
May 25, 1995 - August 21, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LA MESA, CA
Past
March 20, 1990 - June 8, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 31, 1989 - August 10, 1989
BTS SECURITIES CORPORATION
BD
CRD#: 8328
LINCOLN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2019)
RR
Arkansas(2/26/2024)
RR
California(9/20/2019)
IAR
California(6/29/2023)
RR
Colorado(9/20/2019)
RR
Connecticut(9/20/2019)
RR
Delaware(9/20/2019)
RR
District of Columbia(9/20/2019)
RR
Florida(9/23/2019)
RR
Georgia(9/20/2019)
RR
Idaho(3/24/2021)
RR
Illinois(9/20/2019)
RR
Indiana(6/22/2023)
RR
Iowa(9/20/2019)
RR
Maine(9/20/2019)
RR
Maryland(10/12/2021)
RR
Nevada(9/20/2019)
RR
New Jersey(9/20/2019)
RR
New York(9/20/2019)
RR
North Carolina(10/6/2021)
RR
Ohio(9/20/2019)
RR
Oregon(9/20/2019)
RR
Rhode Island(5/23/2024)
RR
South Carolina(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Utah(10/25/2024)
RR
Vermont(9/20/2019)
RR
Virginia(9/20/2019)
RR
Washington(9/20/2019)
RR
West Virginia(9/20/2019)
RR
Wisconsin(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
